jobs from Financial Industry Regulatory Authority

  • 664 jobs from Financial Industry Regulatory Authority
Senior Advisor: Market Regulation & Regulatory Service Agreement (RSA) NEW
Rockville, MARYLAND, us
Essential Job Functions:Regulatory Intelligence & Strategic AdvisoryMonitors, analyzes, and interprets complex regulatory developments related to mark..
Posted 3 days ago
Senior Reg Policy Specialist, Regulatory
Washington, DISTRICT OF COLUMBIA, us
FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. All of those accounts are subject to the Code’s investment and se..
Posted 1 week ago
Senior Director, Market Strategy & Research NEW
Rockville, MARYLAND, us
FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. The Senior Director, Market Strategy & Research provides critical..
Posted 3 days ago
Senior Risk & Controls Analyst NEW
Rockville, MARYLAND, us
FINRA is seeking an Associate Principal Analyst, Risk Management within Transparency Services.The role focuses on operational risk assessments, contro..
Posted 2 days ago
Vice President, Enforcement Senior Advisor & Operations NEW
Rockville, MARYLAND, us
FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA Securities Industry Essentials (SIE) certification or accep..
Posted 3 days ago
Regulatory Affairs Specialist (Regulatory Policy Analyst) NEW
Washington, DC, US
The Position A healthier future. It's what drives us to innovate. To continuously advance science and ensure everyone has access to the healthcare the..
Posted 5 days ago
Lead Identity Access Management (IAM) Engineer/Architect
Rockville, MARYLAND, us
Retirement savings plan (401(k) with company match).
Posted 2 weeks ago
Regulatory Compliance Specialist
all cities, DC, US
Regulatory Affairs Specialist (Remote - Texas) A growing specialty chemical distribution company is seeking a highly organized and detail-oriented Re..
Posted 1 week ago
Associate General Counsel, Capital Markets NEW
Washington, DISTRICT OF COLUMBIA, us
FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. This position is recognized by FINRA and the industry as the top/..
Posted 3 days ago
Regulatory Compliance Specialist
Washington, DC, US
Regulatory Compliance Specialist ProSidian is a Management and Operations Consulting Services firm that delivers value to clients through tailored so..
Posted 2 weeks ago
Regulatory Operations Specialist NEW
all cities, DC, US
Regulatory Operations Specialist This position is listed on behalf of a partner company, who manages all applications and next steps. Our partner is ..
Posted 5 days ago
Export Compliance Senior Specialist NEW
all cities, DC, US
Export Compliance Senior Specialist Keysight is at the forefront of technology innovation, delivering breakthroughs and trusted insights in electroni..
Posted 2 days ago
Advertising Regulation Lead Analyst - Hybrid Role
Rockville, MARYLAND, us
The Financial Industry Regulatory Authority, Inc. This role involves mentoring staff and performing complex reviews of communications with the public ..
Posted 2 weeks ago
Vice President and Deputy Chief of Staff, Office of Chief Legal Officer NEW
Rockville, MARYLAND, us
FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Financial services or regulated industry experience preferred. Al..
Posted 3 days ago
Associate Principal Analyst, TS Risk Management NEW
Rockville, MARYLAND, us
FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Remains current on industry trends, practices and regulatory impa..
Posted 3 days ago
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